Jason Michael De Tata

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2016
  Kcd Financial, Inc
  Green Bay, WI
• 03/2017 → 03/2022
  Massmutual
  Warren, NJ
• 05/2017 → 03/2022
  Mml Investors Services
  Warren, NJ
• 11/2016 → 02/2017
  Massey Morgan Financial Solutions
  Medford, NJ
• 03/2022 → Present
  Lpl Financial Llc
  Chester, NJ

Previous Registrations

• 2017-05-25 → 2022-03-30
  Mml Investors Services, Llc
  Secaucus, NJ
  Warren, NJ

Other Businesses

1) 03/14/2022 - Avail Wealth Group LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - -Start: 03/2022 2) 03/24/2022 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - start: 03/2022 - 100% of time 3) 03/04/2026 - Jason De Tata - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5 hours per month/ 1 hour during trading 4) 03/05/2026 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/08/2022 - 2 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-16
• S63 Uniform Securities Agent State Law Examination
  2015-10-12