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Benjamin Samuel Goldberg

Enlightened Advisors Wealth Management LLC

Tucson, AZ

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Current Employers
Enlightened Advisors Wealth Management Llc

Tucson, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-08-02
  • AZ RA
    APPROVED
    Since 2017-08-02

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Services Tuscon AZ 09/2009 08/2017
H.D. Vest Advisory Services Tuscon AZ 09/2009 08/2017
Q&A Insurance Agency Tucson AZ 10/2015 Present
Enlightened Advisors Wealth Management Llc Tucson AZ 03/2017 Present
  • 09/2009 → 08/2017
    H.D. Vest Investment Services
    Tuscon, AZ
  • 09/2009 → 08/2017
    H.D. Vest Advisory Services
    Tuscon, AZ
  • 10/2015 → Present
    Q&A Insurance Agency
    Tucson, AZ
  • 03/2017 → Present
    Enlightened Advisors Wealth Management Llc
    Tucson, AZ
Previous Registrations
  • 2010-01-04 → 2017-08-11
    Avantax Advisory Services
    Tuscon, AZ
Other Businesses

I am also the owner of Enlightened Advisors LLC which is the corporate entity I use to transact any insurance business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-23
S66 Uniform Combined State Law Examination 2006-04-28
  • S65 Uniform Investment Adviser Law Examination
    2009-12-23
  • S66 Uniform Combined State Law Examination
    2006-04-28
Other Names
  • Benjamin Goldberg

View on SEC IAPD

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