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Midori Nakano

U.S. Bancorp Advisors, LLC

Irvine, CA

CRD 6175912

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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-07-07
  • CA RA
    APPROVED
    Since 2015-07-07

Branch Locations

5365 Alton Pkwy, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank Montebello CA 10/2004 02/2026
U.S. Bancorp Advisors, Llc Irvine CA 03/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-07
S63 Uniform Securities Agent State Law Examination 2013-05-01
  • S65 Uniform Investment Adviser Law Examination
    2015-07-07
  • S63 Uniform Securities Agent State Law Examination
    2013-05-01
Other Names
  • Midori Nakano

View on SEC IAPD

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