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2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-12-13 |
| OH | RA | APPROVED | 2023-12-11 |
| IL | RA | APPROVED | 2023-12-08 |
| IA | RA | APPROVED | 2023-12-08 |
| MS | RA | APPROVED | 2023-12-08 |
| WA | RA | APPROVED | 2023-12-08 |
| AK | RA | APPROVED | 2023-12-07 |
| ID | RA | APPROVED | 2023-12-07 |
| CA | RA | APPROVED | 2023-12-06 |
| OK | RA | APPROVED | 2023-12-06 |
| WI | RA | APPROVED | 2023-12-06 |
| KS | RA | APPROVED | 2023-12-05 |
| MN | RA | APPROVED | 2023-12-04 |
| VA | RA | APPROVED | 2023-12-04 |
| UT | RA | APPROVED | 2023-12-01 |
| AZ | RA | APPROVED | 2023-11-30 |
| NC | RA | APPROVED | 2023-11-30 |
| AL | RA | APPROVED | 2023-11-29 |
| GA | RA | APPROVED | 2023-11-29 |
| TX | RA | APPROVED | 2023-11-29 |
Branch Locations
2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Wealth Management Llc | Chicago | IL | 01/2014 | 10/2023 |
| Arete Wealth Advisors Llc | Chicago | IL | 10/2014 | 10/2023 |
| Dai Securities, Llc | Atlanta | GA | 10/2023 | Present |
JMKW VENTURES: ENTITY SETUP FOR THE PURPOSE OF BUYING A RANCH IN TEXAS; OWNER; 5 HRS/MTH; START DATE = 03/2021. JGFS MANAGEMENT LLC: ENTITY SETUP TO PAY EMPLOYEES AND PROVIDE THEM WITH HEALTH CARE; OWNER; 5 HRS/MTH; START DATE = 01/2022. John Galt Wealth Solutions; Owner; 160 hrs a month all during trading hours; start date 1/1/2014 LOT 44 NB HOUSE: CUSTOM HOME BUILD; OWNER; NEW BRAUNFELS, TX; START DATE = 09/2023.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-04 |
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