James Scott Morehouse

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 11/2016
  Wells Fargo Advisors, Llc
  San Jose, CA
• 11/2016 → 11/2022
  Wells Fargo Clearing Services, Llc
  San Jose, CA
• 11/2022 → 10/2023
  First Republic Securities Company, Llc
  Palo Alto, CA
• 11/2022 → Present
  First Republic Investment Management, Inc
  Palo Alto, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  Palo Alto, CA
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  Palo Alto, CA

Previous Registrations

• 2022-11-14 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  Palo Alto, CA
• 2013-11-28 → 2022-11-17
  Wells Fargo Clearing Services, Llc
  Santa Clara, CA
  San Jose, CA
  Charlotte, NC
  San Jose, CA
  San Jose, CA
  Mountain View, CA
  San Jose, CA
  Morgan Hill, CA
  Mountain View, CA
  Morgan Hill, CA
  Morgan Hill, CA

Exams

• S66 Uniform Combined State Law Examination
  2013-11-27

Other Names

• Jim Morehouse