Daniel Joseph Shearman

Employer firm

Umb Financial Services, Inc. CRD 17073

$5.04M regulatory AUM 2,110 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 08/2020
  Waddell & Reed Inc
  Overland Park, KS
• 11/2017 → 05/2021
  Ivy Distributors, Inc
  Shawnee Mission, KS
• 05/2021 → 08/2021
  Gwfs Equities, Inc
  Greenwood Village, CO
• 08/2021 → 06/2022
  Creative Planning Llc
  Overland Park, KS
• 06/2022 → 09/2022
  American Century Investment Services, Inc.
  Kansas City, MO
• 09/2022 → 01/2023
  Mariner Wealth Advisors
  Overland Park, KS
• 04/2023 → 08/2023
  True Peace Financial Solutions
  Overland Park, KS
• 01/2023 → 04/2023
  Doordash
  Overland Park, KS
• 08/2023 → 04/2025
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 04/2025 → 06/2025
  Unemployed
  Overland Park, KS
• 06/2025 → 10/2025
  Ycharts
  Overland Park, KS
• 10/2025 → Present
  Umb Bank
  Leawood, KS
• 11/2025 → Present
  Umb Financial Services Inc
  Leawood, KS

Previous Registrations

• 2023-09-18 → 2025-04-30
  Edelman Financial Engines
  Overland Park, KS
• 2023-06-01 → 2023-08-24
  Mulholland Wealth Advisors, Llc
  Overland Park, KS
• 2022-09-30 → 2023-01-26
  Mariner
  Overland Park, KS
• 2021-12-01 → 2022-06-29
  Creative Planning
  Overland Park, KS

Other Businesses

UMB Bank, n.a., investment-related, 928 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 11/14/2025, 152 hours per month allocated to UMB Bank during normal business hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-01
• S63 Uniform Securities Agent State Law Examination
  2018-02-16

Other Names

• Danny Shearman
• Daniel Joseph Shearman
• Daniel Shearman