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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2016-11-02 |
Branch Locations
2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Greenwich | CT | 03/2013 | 09/2016 |
| Morgan Stanley | Greenwich | CT | 09/2016 | 02/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2016 | Present |
| Morgan Stanley Smith Barney Llc | Purchase | NY | 02/2018 | Present |
*487305 - Richard Gillooly; Investment related No; Orient, New York; Richard is my father and I am lending money to him as an individual; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2022; During business hours: 0; After business hours: 0; This is not an entity so this is not applicable
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-02 |
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