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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-06-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 04/2016 | 07/2018 |
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 08/2018 | 04/2020 |
| Jpmorgan Securities, Llc. | Brooklyn | NY | 08/2018 | 04/2020 |
| Guardian Life Insurance Co Of America | New York | NY | 04/2020 | 05/2024 |
| Park Avenue Securities, Llc | New York | NY | 04/2020 | 05/2024 |
| Guardian Life | New York | NY | 04/2020 | 04/2024 |
| Fidelity Investments | Princeton | NJ | 05/2024 | 05/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 05/2025 |
| Mml Investors Services, Llc | Somerdale | NJ | 05/2025 | Present |
| Massmutual | Springfield | MA | 05/2025 | Present |
NAME: JC Investments & Associates LLC INV REL: Y ADD: Residential Address NATURE: Real Estate Investing for Passive Income POSITION: Owner START DATE: 03/27/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Owner of LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-28 |
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