Best Investors Account Sign in
Inactive

David N Stansberry

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

Gilbert, AZ

Claim This Profile
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-04
  • WI RA
    APPROVED
    Since 2023-08-04

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2006 01/2018
Unemployed Gilbert AZ 01/2018 11/2019
Atlas Finanical, Llc Gilbert AZ 11/2019 06/2023
Northwestern Mutual Investment Services Llc Milwuakee WI 07/2023 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2023 Present
  • 02/2006 → 01/2018
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2018 → 11/2019
    Unemployed
    Gilbert, AZ
  • 11/2019 → 06/2023
    Atlas Finanical, Llc
    Gilbert, AZ
  • 07/2023 → Present
    Northwestern Mutual Investment Services Llc
    Milwuakee, WI
  • 07/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
  • 2019-12-12 → 2023-06-28
    Atlas Financial, Llc
    Gilbert, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-08
S63 Uniform Securities Agent State Law Examination 2006-04-25
  • S65 Uniform Investment Adviser Law Examination
    2019-08-08
  • S63 Uniform Securities Agent State Law Examination
    2006-04-25

View on SEC IAPD

More in Milwaukee, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor