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Seth Houston French

Fisher Investments

Plano, TX

CRD 6175518

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-13
  • TX RA
    APPROVED
    Since 2025-03-13

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc American Fork UT 12/2018 03/2025
Filevine Provo UT 05/2018 11/2018
Unemployed Lehi UT 03/2018 04/2018
Lingotek Lehi UT 06/2017 02/2018
Workday Salt Lake City UT 04/2016 06/2017
Fisher Investments Plano TX 03/2025 Present
  • 12/2018 → 03/2025
    Fidelity Brokerage Services, Llc
    American Fork, UT
  • 05/2018 → 11/2018
    Filevine
    Provo, UT
  • 03/2018 → 04/2018
    Unemployed
    Lehi, UT
  • 06/2017 → 02/2018
    Lingotek
    Lehi, UT
  • 04/2016 → 06/2017
    Workday
    Salt Lake City, UT
  • 03/2025 → Present
    Plano, TX
Previous Registrations
  • 2019-09-24 → 2025-03-10
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Other Businesses

OBA-101396|OrgNmn:Telescope Receivables |Org Addr:Mckinney,Texas,US|OBA Nature:No active business activities|Invst Rel:N|Title:Sole Proprietor|Duties:no active business activities|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-20
S63 Uniform Securities Agent State Law Examination 2019-03-08
  • S66 Uniform Combined State Law Examination
    2019-09-20
  • S63 Uniform Securities Agent State Law Examination
    2019-03-08
Other Names
  • Seth Houston French
  • Seth French

View on SEC IAPD

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