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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-13 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | American Fork | UT | 12/2018 | 03/2025 |
| Filevine | Provo | UT | 05/2018 | 11/2018 |
| Unemployed | Lehi | UT | 03/2018 | 04/2018 |
| Lingotek | Lehi | UT | 06/2017 | 02/2018 |
| Workday | Salt Lake City | UT | 04/2016 | 06/2017 |
| Fisher Investments | Plano | TX | 03/2025 | Present |
OBA-101396|OrgNmn:Telescope Receivables |Org Addr:Mckinney,Texas,US|OBA Nature:No active business activities|Invst Rel:N|Title:Sole Proprietor|Duties:no active business activities|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-08 |
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