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3663 Route 9 N Suite 2, Old Bridge, NJ 08857 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-30 |
Branch Locations
3663 Route 9 N Suite 2, Old Bridge, NJ 08857 • United States
5 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salomon Whitney Llc | Farmingdale | NY | 03/2014 | 12/2016 |
| Network 1 Financial Securities, Inc. | Red Bank | NJ | 09/2017 | 10/2018 |
| Sylva Capital | Bend | OR | 12/2016 | 09/2017 |
| Sw Financial | Melville | NY | 10/2018 | 06/2019 |
| The Spaventa Group Llc | Ronkokoma | NY | 09/2020 | Present |
| Quantum Global Partners, Llc | Melville | NY | 07/2019 | 12/2020 |
The name of the other business: The Spaventa Group LLC; Not business related - it's an operating holding company; 3275 Veterans Memorial Hwy Suite B9 Ronkonkoma NY 11779; Holding Company; Managing Member/CEO; title, or relationship with the other business-Managing Member/CEO; 9/2020; 60 hrs/month; trading hours - 60 hrs/month; I run the company which owns multiple subsidiaries. / The name of the other business: TSG Alpha Partners LLC; investment-related; 3275 Veterans Memorial Hwy Suite B9 Ronkonkoma NY 11779; Registered Investment Advisor; Chairman; title, or relationship with the other business-Chairman; 11/2022; 40 hrs/month; the number of hours you devote to the other business during securities trading hours-40 hrs/month; Oversee the vision and overall direction of the advisory firm; assist the CEO with planning and execution.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-05 |
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