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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Plattsburgh | NY | 02/2015 | Present |
| Financial Guides Of The Northeast | Plattsburgh | NY | 01/2015 | 10/2023 |
| Massmutual Life Insurance Co | Plattsburgh | NY | 02/2015 | Present |
NAME: TRISTAN PARROTTE INV REL: Y ADD: 105 WEST BAY PLAZA, PLATTSBURGH, NY 12901 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 6/10/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DUTIES: SOLICITING SALES OF FIXED ANNUITY CONTRACTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-24 |
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