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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-24
  • NY RA
    APPROVED
    Since 2024-04-24

Branch Locations

105 West Bay Plaza, Plattsburgh, NY 12901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Plattsburgh NY 02/2015 Present
Financial Guides Of The Northeast Plattsburgh NY 01/2015 10/2023
Massmutual Life Insurance Co Plattsburgh NY 02/2015 Present
  • 02/2015 → Present
    Plattsburgh, NY
  • 01/2015 → 10/2023
    Financial Guides Of The Northeast
    Plattsburgh, NY
  • 02/2015 → Present
    Massmutual Life Insurance Co
    Plattsburgh, NY
Other Businesses

NAME: TRISTAN PARROTTE INV REL: Y ADD: 105 WEST BAY PLAZA, PLATTSBURGH, NY 12901 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 6/10/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 DUTIES: SOLICITING SALES OF FIXED ANNUITY CONTRACTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-30
S63 Uniform Securities Agent State Law Examination 2019-07-24
  • S65 Uniform Investment Adviser Law Examination
    2024-03-30
  • S63 Uniform Securities Agent State Law Examination
    2019-07-24
Other Names
  • Tristan Parrotte

View on SEC IAPD

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