Brandon Michael Wong

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-11-29
ND	RA	APPROVED	2017-11-29

MN RA
APPROVED

Since 2017-11-29
ND RA
APPROVED

Since 2017-11-29

Branch Locations

302 E 4Th Ave, Milbank, SD 57252 • United States

1616 S Washington St, Grand Forks, ND 58201 • United States

410 W 2Nd Street, Ada, MN 56510 • United States

1413 Central Ave Nw, East Grand Forks, MN 56721 • United States

212 Main St, Oslo, MN 56744 • United States

165 Main St, Clinton, MN 56225 • United States

528 N 1St Street, Warren, MN 56762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Investment Centers Of America	Grand Forks	ND	06/2015	11/2017
Lpl Financial Llc	Grand Forks	ND	11/2017	Present
Frandsen Bank & Trust	Grand Forks	ND	04/2013	Present

06/2015 → 11/2017

Investment Centers Of America

Grand Forks, ND
11/2017 → Present

Lpl Financial Llc

Grand Forks, ND
04/2013 → Present

Frandsen Bank & Trust

Grand Forks, ND

Previous Registrations

2015-06-23 → 2017-11-29

Investment Centers Of America, Inc.

Grand Forks, ND
2013-08-19 → 2015-06-04

Invest Financial Corporation

East Grand Forks, MN

Grand Forks, ND

Other Businesses

1. 03/19/2018 - Frandsen Bank & Trust - DBA: Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 40 Hours Per Month/2 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-08-07

S66 Uniform Combined State Law Examination

2013-08-07

Other Names

Brandon Wong

View on SEC IAPD