Alexander James Nosal

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2026-07-09
TX	RA	APPROVED_RES	2025-03-06
NC	RA	APPROVED	2025-01-20
KY	RA	APPROVED	2024-03-05
HI	RA	APPROVED	2024-01-12
NY	RA	APPROVED	2021-04-16
CA	RA	APPROVED	2018-12-06
CO	RA	APPROVED	2018-04-27
MI	RA	APPROVED	2018-01-09
PA	RA	APPROVED	2017-01-24
GA	RA	APPROVED	2015-02-18
FL	RA	APPROVED	2015-02-12
NJ	RA	APPROVED	2015-01-06

VA RA
APPROVED

Since 2026-07-09
TX RA
APPROVED_RES

Since 2025-03-06
NC RA
APPROVED

Since 2025-01-20
KY RA
APPROVED

Since 2024-03-05
HI RA
APPROVED

Since 2024-01-12
NY RA
APPROVED

Since 2021-04-16
CA RA
APPROVED

Since 2018-12-06
CO RA
APPROVED

Since 2018-04-27
MI RA
APPROVED

Since 2018-01-09
PA RA
APPROVED

Since 2017-01-24
GA RA
APPROVED

Since 2015-02-18
FL RA
APPROVED

Since 2015-02-12
NJ RA
APPROVED

Since 2015-01-06

Branch Locations

101 Crawfords Corner Road Suite 2405, Holmdel, NJ 07733 • United States

St Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Park Ave Securities	Cranford	NJ	07/2006	08/2023
Guardian	Cranford	NJ	01/2006	08/2023
Guardian Life Insurance	Holmdel	NJ	10/2019	Present
Park Avenue Securities	Holmdel	NJ	10/2019	Present
Guardian Life Insurance	St Johns	FL	06/2024	Present
Park Avenue Securities	St Johns	FL	06/2024	Present

07/2006 → 08/2023

Park Ave Securities

Cranford, NJ
01/2006 → 08/2023

Guardian

Cranford, NJ
10/2019 → Present

Guardian Life Insurance

Holmdel, NJ
10/2019 → Present

Park Avenue Securities

Holmdel, NJ
06/2024 → Present

Guardian Life Insurance

St Johns, FL
06/2024 → Present

Park Avenue Securities

St Johns, FL

Other Businesses

1. Non Guardian Insurance Products-sell non Guardian insurance products, Start: 02/16/2006, Address: 1150 Raritan Road Cranford, NJ 07016, 5 bus hrs per month, Investment related, 2. Physician Advisory Associates, LLCLLC set up to house future DBA under which name Physician related business will be conducted, Start: 02/02/2015, Address: 1150 Raritan Road Suite 201 Cranford, NJ 07016, Hrs per month - Tot/Bus: 10/5, Not investment related, 3) Passive Real Estate-FL rental property, Start: 03/15/2023, Address: 11322 3rd Ave Ocean, Marathon, FL 33050, 2 total hours per month; 0 during securities trading hours, Investment related, More than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-17
S63	Uniform Securities Agent State Law Examination	2014-02-12

S66 Uniform Combined State Law Examination

2014-12-17
S63 Uniform Securities Agent State Law Examination

2014-02-12

Other Names

Alex James Nosal

View on SEC IAPD