Nicholas Edward Day

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 04/2024
  Fidelity Brokerage Services Llc
  Bethesda, MD
• 04/2024 → Present
  Wells Fargo Clearing Services, Llc
  Alexandria, VA

Previous Registrations

• 2018-08-27 → 2024-04-16
  Fidelity Personal And Workplace Advisors
  Bethesda, MD
• 2014-01-10 → 2016-08-30
  Capitalrock Investments, Llc
  Naples, FL
• 2016-06-07 → 2016-08-29
  Platinum Wealth Partners
  Naples, FL
  Tampa, FL
• 2015-03-18 → 2016-03-23
  Qid Llc
  Naples, FL

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-03-30
• S65 Uniform Investment Adviser Law Examination
  2013-10-30