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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eagle Wealth Solutions | Plano | TX | 02/2013 | 01/2022 |
| Royal Alliance Associates, Inc. | Plano | TX | 08/2020 | 08/2023 |
| Osaic Wealth, Inc | Plano | TX | 08/2023 | Present |
1. GENERAL LINES LIFE AGENT POSITION: Life Ins Agent NATURE: Independent general lines life agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 10309 Paul Revere Way, McKinney TX 75072, United States DESCRIPTION: Life Agent as part of planning process when it supports client's financial plan.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-11-23 |
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