Kathryn Aiksnoras Dennen

Employer firm

Compass Financial Management LLC CRD 156345

$894M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2020-12-09

CT RA
APPROVED

Since 2020-12-09

Branch Locations

Oxford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Lincoln Investment Llc	Wyncote	PA	12/2015	12/2019
United Planners' Financial Services Of America A Limited Partner	Scottsdale	AZ	12/2019	12/2019
Compass Financial Management Llc	Parsippany	NJ	02/2020	Present
Capital Analysts	Wyncote	PA	04/2016	12/2019

12/2015 → 12/2019

Lincoln Investment Llc

Wyncote, PA
12/2019 → 12/2019

United Planners' Financial Services Of America A Limited Partner

Scottsdale, AZ
02/2020 → Present

Compass Financial Management Llc

Parsippany, NJ
04/2016 → 12/2019

Capital Analysts

Wyncote, PA

Previous Registrations

2016-04-04 → 2020-12-09

Lincoln Investment

Torrington, CT

Waltham, MA
2016-04-12 → 2020-12-09

Capital Analysts

Torrington, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-21
S63	Uniform Securities Agent State Law Examination	2014-12-17

S66 Uniform Combined State Law Examination

2016-03-21
S63 Uniform Securities Agent State Law Examination

2014-12-17

Other Names

Kathryn J Dennen
Kathy J Dennen
Kathryn Jean Aiksnoras

View on SEC IAPD