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Kathryn Aiksnoras Dennen

Compass Financial Management LLC

Oxford, CT

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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-12-09
  • CT RA
    APPROVED
    Since 2020-12-09

Branch Locations

Oxford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lincoln Investment Llc Wyncote PA 12/2015 12/2019
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 12/2019 12/2019
Compass Financial Management Llc Parsippany NJ 02/2020 Present
Capital Analysts Wyncote PA 04/2016 12/2019
  • 12/2015 → 12/2019
    Lincoln Investment Llc
    Wyncote, PA
  • 12/2019 → 12/2019
    United Planners' Financial Services Of America A Limited Partner
    Scottsdale, AZ
  • 02/2020 → Present
    Compass Financial Management Llc
    Parsippany, NJ
  • 04/2016 → 12/2019
    Capital Analysts
    Wyncote, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-21
S63 Uniform Securities Agent State Law Examination 2014-12-17
  • S66 Uniform Combined State Law Examination
    2016-03-21
  • S63 Uniform Securities Agent State Law Examination
    2014-12-17
Other Names
  • Kathryn J Dennen
  • Kathy J Dennen
  • Kathryn Jean Aiksnoras

View on SEC IAPD

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