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Derek Vadnais

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-23
RI RA APPROVED 2017-08-16
  • TX RA
    APPROVED_RES
    Since 2019-08-23
  • RI RA
    APPROVED
    Since 2017-08-16

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 05/2017 Present
Northwestern Mutual Providence RI 05/2016 01/2017
High Point University High Point NC 08/2016 05/2017
1924 Prime High Point NC 01/2017 05/2017
Bank Of America, N.A. Lincoln RI 08/2019 08/2024
Bank Of America, N.A. Lincoln RI 08/2024 Present
  • 05/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lincoln, RI
  • 05/2016 → 01/2017
    Northwestern Mutual
    Providence, RI
  • 08/2016 → 05/2017
    High Point University
    High Point, NC
  • 01/2017 → 05/2017
    1924 Prime
    High Point, NC
  • 08/2019 → 08/2024
    Bank Of America, N.A.
    Lincoln, RI
  • 08/2024 → Present
    Bank Of America, N.A.
    Lincoln, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-15
  • S66 Uniform Combined State Law Examination
    2017-08-15
Other Names
  • Derek J Vadnais
  • Derek Joseph Vadnais

View on SEC IAPD

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