Courtney Cardwell

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-23
NJ	RA	APPROVED	2016-06-29

TX RA
APPROVED_RES

Since 2024-05-23
NJ RA
APPROVED

Since 2016-06-29

Branch Locations

90 Hackensack St., E. Rutherford, NJ 07073 • United States

24 Park Avenue, Rutherford, NJ 07070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Vocals By Courtney Llc	Randolph	NJ	05/2026	Present
Jpmorgan Securities Llc	Rutherford	NJ	06/2016	Present

05/2026 → Present

Vocals By Courtney Llc

Randolph , NJ
06/2016 → Present

Jpmorgan Securities Llc

Rutherford, NJ

Previous Registrations

2013-05-27 → 2016-07-27

Morgan Stanley

Paramus, NJ

Other Businesses

Entity Name: Vocals By Courtney LLC Investment related: No Address: Private Residence Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 05/28/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a contracted singer with local bands. This does not relate or connect to my role at JPMorganChase

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-24

S66 Uniform Combined State Law Examination

2013-05-24

Other Names

Courtney T Cardwell
Courtney Teale Cardwell

View on SEC IAPD