Stephen Byers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 09/2018
  Scarbrough Financial Group
  Santa Rosa, CA
• 01/2019 → 05/2019
  Polaris Greystone
  San Rafael, CA
• 07/2019 → 04/2020
  Cgc Financial Services
  Lake Oswego, OR
• 07/2020 → Present
  Scarbrough Financial Group
  Santa Rosa, CA
• 07/2020 → Present
  Lpl Financial Llc
  Santa Rosa, CA
• 09/2018 → 01/2019
  Ghilotti Bros
  San Rafael, CA

Other Businesses

1) Scarbrough Financial Group, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- SANTA ROSA, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-09-03

Other Names

• Stephen Llewellyn Byers