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Stephen Byers

LPl Financial LLC

Santa Rosa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-07
  • CA RA
    APPROVED
    Since 2021-09-07

Branch Locations

3554 Round Barn Blvd Ste 204, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scarbrough Financial Group Santa Rosa CA 02/2013 09/2018
Polaris Greystone San Rafael CA 01/2019 05/2019
Cgc Financial Services Lake Oswego OR 07/2019 04/2020
Scarbrough Financial Group Santa Rosa CA 07/2020 Present
Lpl Financial Llc Santa Rosa CA 07/2020 Present
Ghilotti Bros San Rafael CA 09/2018 01/2019
  • 02/2013 → 09/2018
    Scarbrough Financial Group
    Santa Rosa, CA
  • 01/2019 → 05/2019
    Polaris Greystone
    San Rafael, CA
  • 07/2019 → 04/2020
    Cgc Financial Services
    Lake Oswego, OR
  • 07/2020 → Present
    Scarbrough Financial Group
    Santa Rosa, CA
  • 07/2020 → Present
    Lpl Financial Llc
    Santa Rosa, CA
  • 09/2018 → 01/2019
    Ghilotti Bros
    San Rafael, CA
Other Businesses

1) Scarbrough Financial Group, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- SANTA ROSA, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-03
  • S66 Uniform Combined State Law Examination
    2021-09-03
Other Names
  • Stephen Llewellyn Byers

View on SEC IAPD

Other Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
FOCUS PARTNERS WEALTH, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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