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William L. Braude

J.P. Morgan Securities LLC

Ponte Vedra Beach, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-15
TX RA APPROVED 2023-06-14
  • FL RA
    APPROVED
    Since 2023-06-15
  • TX RA
    APPROVED
    Since 2023-06-14

Branch Locations

820 Highway A1A North Suite E-5, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Home Mortgage Charlotte NC 05/2016 03/2017
Ubs Financial Services Charlotte NC 03/2017 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 05/2020 06/2023
Bank Of America, N.A. Charlotte NC 06/2020 06/2023
Jpmorgan Chase Bank, N.A. Ponte Vedra Beach FL 06/2023 Present
J.P. Morgan Securities Llc Ponte Vedra Beach FL 06/2023 Present
  • 05/2016 → 03/2017
    Wells Fargo Home Mortgage
    Charlotte, NC
  • 03/2017 → 05/2020
    Ubs Financial Services
    Charlotte, NC
  • 05/2020 → 06/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 06/2020 → 06/2023
    Bank Of America, N.A.
    Charlotte, NC
  • 06/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Ponte Vedra Beach, FL
  • 06/2023 → Present
    J.P. Morgan Securities Llc
    Ponte Vedra Beach, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-12
  • S66 Uniform Combined State Law Examination
    2013-07-12
Other Names
  • William Braude
  • William L Braude
  • William Lincoln Braude
  • William Lincoln Braude
  • William L Braude

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
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