Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| CT | RA | APPROVED | 2024-11-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Cross River | NY | 05/2016 | 11/2019 |
| Jpmorgan Chase Bank | Mount Kisco | NY | 05/2016 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 12/2019 | 09/2020 |
| Jpmorgan Chase Bank | Boca Raton | FL | 05/2016 | 11/2019 |
| Sher-Del Transfer | Brooklyn | NY | 10/2020 | 09/2021 |
| Lpl Financial Llc | Elmsford | NY | 09/2021 | 08/2022 |
| Michael S. Settler, Cpa, Pc | Elmsford | NY | 09/2021 | 08/2022 |
| Kestra Investment Services Inc | Danbury | CT | 08/2022 | 07/2024 |
| Kestra Advisory Services, Llc | Danbury | CT | 04/2023 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 10/2024 | Present |
| Compass Capital Management | Southbury | CT | 08/2022 | 07/2024 |
| Horizon Wealth Managers | Elmsford | NY | 10/2021 | 08/2022 |
| Bank Of America, N.A. | Stamford | CT | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-30 |
Reach out to this advisor