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Vaughn Flowers

Capital City Asset Management Group, LLC

Powell, OH

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Current Employers
Capital City Asset Management Group, Llc

3789 Attucks Dr, Powell, OH 43065 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-02-16
  • OH RA
    APPROVED
    Since 2016-02-16

Branch Locations

3789 Attucks Dr, Powell, OH 43065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Dublin OH 03/2013 Present
Massmutual Life Insurance Company Dublin OH 03/2013 Present
Self Westerville OH 05/2012 Present
  • 03/2013 → Present
    Mml Investors Services Llc
    Dublin, OH
  • 03/2013 → Present
    Massmutual Life Insurance Company
    Dublin, OH
  • 05/2012 → Present
    Self
    Westerville, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-04-26
  • S63 Uniform Securities Agent State Law Examination
    2018-04-26

View on SEC IAPD

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Other Offices

D.A. DAVIDSON & CO. · POWELL, OH
SHUTTLEWORTH & COMPANY · POWELL, OH
CETERA INVESTMENT ADVISERS LLC · POWELL, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POWELL, OH
STRATOS WEALTH PARTNERS, LTD · Powell, OH
STRATOS WEALTH PARTNERS, LTD · Powell, OH
LPL FINANCIAL LLC · POWELL, OH
EDWARD JONES · POWELL, OH

More in Powell, OH

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