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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-06-23 |
| KS | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED | 2021-11-02 |
| IL | RA | APPROVED | 2021-09-29 |
Branch Locations
760 West Main Street Suite 200, Barrington, IL 60010 • United States
4520 Main Street, Kansas City, MO 64111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Barrington | IL | 03/2013 | Present |
*552910 - Ketel Mountain Excess, LLC; Investment related: Yes; Olathe, Kansas; Investment/Finance/Banking; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 1; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements. *615149 - Mary Kristin Ketel; Investment Related - No; Olathe, Kansas; Lending; Lender (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2025; During Business Hours: 0; After Business Hours: 1; Accounting/Bookkeeping, Administrative.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-29 |
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