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Sandra Chater

Wells Fargo Clearing Services, LLC

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-17
CA RA APPROVED 2022-10-14
  • AZ RA
    APPROVED
    Since 2022-10-17
  • CA RA
    APPROVED
    Since 2022-10-14

Branch Locations

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

23405 N Scottsdale Rd, Scottsdale, AZ 85255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Scottsdale AZ 03/2013 11/2016
Wells Fargo Bank Na Scottsdale AZ 04/2012 Present
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Scottsdale, AZ
  • 04/2012 → Present
    Wells Fargo Bank Na
    Scottsdale, AZ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2013-05-07
  • S66 Uniform Combined State Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2013-05-07
Other Names
  • Sandy Chater

View on SEC IAPD

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