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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-04-21 |
Branch Locations
101 East Main Street, Mount Joy, PA 17552 • United States
744 S Broad St, Lititz, PA 17543 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services Inc | Ephrata | PA | 10/2013 | 04/2019 |
| Fulton Bank | Ephrata | PA | 09/1998 | 04/2019 |
| Raymond James Financial Services Advisors Inc. | Ephrata | PA | 03/2014 | 04/2019 |
| Specific Solutions | Ephrata | PA | 02/2016 | 04/2019 |
| Ameriprise Financial Services, Inc. | Elizabethtown | PA | 04/2019 | 04/2022 |
| Northwest Bank | Mount Joy | PA | 04/2022 | Present |
| Lpl Financial Llc | Mount Joy | PA | 04/2022 | Present |
1) 04/21/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northwest Investment Services- inv. related- at reported business location(s). 2) 10/08/2025 - Northwest Bank - Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date 09/18/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-20 |
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