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2108 South Boulevard Suite 200, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-08 |
| NC | RA | APPROVED | 2018-06-26 |
Branch Locations
2108 South Boulevard Suite 200, Charlotte, NC 28203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Advisory Services Network, Llc | Atlanta | GA | 06/2015 | 06/2018 |
| Regulus Advisors, Llc | Charlotte | NC | 06/2015 | 10/2018 |
| Cannon Advisors, Inc. | Charlotte | NC | 06/2018 | Present |
| Bell Divorce Advisors, Inc. | Charlotte | NC | 07/2018 | 12/2024 |
| Bell Financial Planning, Inc. | Charlotte | NC | 03/2014 | 07/2018 |
| Regulus Advisors, Llc | Charlotte | NC | 10/2018 | 03/2024 |
1): Name of the Business: N/A; Investment Related: Y; Address of the other business: 2108 South Boulevard, Suite 200, Charlotte, NC, 282303; Nature of the Business: licensed agent for life, fixed annuity and disability insurance sales; Start Date: 06/2013; # of hours/month devoted to the other business: 2 hours per month; # of hours/month devoted to other business during trading hours: 2 hours per month; Duties related: life, health, LTC, fixed annuity and disability insurance recommendations 2): Name of the Business: Regulus Advisors, LLC ; Investment Related: Y; Address of the other business: 2108 South Boulevard, Suite 200, Charlotte, NC, 28203; Nature of the Business: Broker Dealer,Non-Registered Operational Personnel; Start Date: 12/2015; # of hours/month devoted to the other business: 0 hours per month; # of hours/month devoted to other business during trading hours: 0 hours per month; Duties related: She is required to be fingerprinted and serve in this role for compliance purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-10 |
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