Anthony Joseph Caputo

Current Employers

Employment History

• 06/2013 → Present
  Calton & Associates, Inc.
  Matawan, NJ
• 10/2020 → Present
  Grantvest Financial Group, Llc
  Matawan, NJ

Previous Registrations

• 2009-09-02 → 2013-06-05
  Nfsg Corporation
  Boca Raton, FL
• 2008-01-09 → 2010-06-17
  Garden State Investment Advisory Services, Llc
  Red Bank, NJ
• 2006-12-07 → 2007-12-17
  Banc Of America Investment Services, Inc.
  East Brunswick, NJ
  Monroe, NJ
  E. Brunswick, NJ

Other Businesses

1) Name of Business: Aspire Capital Holdings. Non-Investment related. Nature of Business: DBA for a startup Franchise. Position/Title/Relationship: Owner. Hours per month: 8-10. Hours per month during Securities trading hours: 1-2 Per week. Duties/Responsibilities: I will be a small investor in a startup franchise of a fast food restaurant. I will have no voting rights or management role in the day to day operations of the business. 03/2016 2) Name of Business: Insurance Agent for various insurance companies. Non-Investment related. Address: 106 Main St., Suite D, Matawan, NJ 07747. Nature of Business: Life Insurance, Disability products, and various Voluntary Benefits. Position/Title/Relationship: Agent. Hours per month: Less than 5% Hours per month during Securities trading hours: Less than 5%. Duties/Responsibilities: Agent - Sales of Life Insurance, Disability products, and various Voluntary Benefits. Start Date: 09/2009. 3) Name of Business: Anthony Caputo, LLC. Non-Investment related. Address: 13 Penn Elmer Dr., Millstone, TWP, NJ 08510. Nature of Business: Business for tax purposes. Position/Title/Relationship: Owner. Hours per month: 1-2. Hours per month during Securities trading hours: 1-2. Duties/Responsibilities: Business for tax purposes only. 4) Name of Business: GRANTvest Financial. Investment related. Address: 106 Main St., Suite D, Matawan, NJ 07747. Nature of Business: Financial Advisory Services. Position/Title/Relationship: Partner. Start Date: 10/31/2019. Hours per month: 240. Hours per month during Securities trading hours: 240. Duties/Responsibilities: Co-Owner of the practice. Service, Financial Advisory, investment planning, budgeting. 5) JBT Benefits Group LLC. Non-Investment related. 160 Main St. Suite D Matawan, NJ 07747, Nature of Business: LLC for processing life and health supplement insurance business. Title: Partner. Start Date: 06/22/2023. Hours Per Month: 1 . Duties: LLC established to process life and supplemental health insurance business. 6) FED RP, LLC - A DBA for marketing services of GrantVest Financial Group to Federal Employees. Address- 106 Main Street, Suite E, Matawan NJ 07747. O hours per month. Start Date 09/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-06
• S63 Uniform Securities Agent State Law Examination
  2006-09-25

Other Names

• Anthony Caputo