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Shari Lynne

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Petersburg, FL

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-26
FL RA APPROVED 2015-04-28
  • TX RA
    APPROVED
    Since 2016-07-26
  • FL RA
    APPROVED
    Since 2015-04-28

Branch Locations

3811 4Th St N Ci Relationship Management, Saint Petersburg, FL 33703 • United States

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Lutz FL 04/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lutz FL 04/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-23
  • S66 Uniform Combined State Law Examination
    2013-06-23
Other Names
  • Sharon Lynne Carkhuff
  • Shari Rutherford
  • Sharon Lynne Rutherford
  • Sharon Lynne Austin
  • Sharon L Austin

View on SEC IAPD

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