Mario Savoie

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2018
  First Midwest Bank
  Lockport, IL
• 09/2013 → 03/2018
  Lpl Financial Llc
  Charlotte, NC
• 03/2018 → 04/2019
  Td Ameritrade
  Oak Brook, IL
• 04/2019 → 11/2020
  Fidelity Investments
  Naperville, IL
• 11/2020 → 03/2021
  Bmo Harris Financial Advisors
  Peoria, AZ
• 03/2021 → 12/2022
  Lpl Financial Llc
  Peoria, AZ
• 12/2022 → 08/2025
  Thrivent Investment Management Inc.
  Scottsdale, AZ
• 01/2023 → 08/2025
  Thrivent Financial
  Appleton, WI
• 08/2025 → Present
  Ameriprise Financial Services, Llc
  Peoria, AZ

Previous Registrations

• 2023-01-05 → 2025-08-20
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Scottsdale, AZ
• 2021-03-24 → 2022-12-22
  Lpl Financial Llc
  Peoria, AZ
  Goodyear, AZ
  Glendale, AZ
  Buckeye, AZ
  Glendale, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2020-12-15 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Glendale, AZ
  Goodyear, AZ
  Peoria, AZ
• 2019-07-18 → 2020-12-03
  Fidelity Personal And Workplace Advisors
  Naperville, IL
• 2018-04-18 → 2019-04-02
  Td Ameritrade, Inc.
  Oak Brook, IL
• 2018-04-18 → 2019-04-02
  Td Ameritrade Investment Management, Llc
  Oak Brook, IL
• 2015-02-09 → 2018-04-12
  Lpl Financial Llc
  Lockport, IL
  Joliet, IL
  Crest Hill, IL
  Joliet, IL
  Joliet, IL

Exams

• S66 Uniform Combined State Law Examination
  2014-09-12
• S63 Uniform Securities Agent State Law Examination
  2006-06-03

Designations

• Chartered Financial Consultant

Other Names

• Mario A Savoie
• Mario Anthony Savoie
• Mario Savoie