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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-04
  • CA RA
    APPROVED
    Since 2020-08-04

Branch Locations

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Irvine CA 03/2013 08/2018
Orange County Martial Arts Center Midway City CA 06/2014 05/2020
Jpmorgan Chase Bank, N.A Laguna Beach CA 08/2015 08/2018
Citigroup Costa Mesa CA 08/2018 Present
  • 03/2013 → 08/2018
    Jp Morgan Securities Llc
    Irvine, CA
  • 06/2014 → 05/2020
    Orange County Martial Arts Center
    Midway City, CA
  • 08/2015 → 08/2018
    Jpmorgan Chase Bank, N.A
    Laguna Beach, CA
  • 08/2018 → Present
    Citigroup
    Costa Mesa, CA
Other Businesses

NAME OF ENTITY: ORANGE COUNTY MARTIAL ARTS CENTER POSITION: OWNER / CHIEF INSTRUCTOR DETAILS: WWW.OCMARTIALARTSCENTER.COM MARTIAL ARTS AND SELF DEFENSE INSTRUCTION FOR KIDS, TEENS AND ADULTS. I TEACH ALL CLASSES, LEAD WORKOUTS AND PROVIDE DIRECT INSTRUCTION TO THE STUDENTS. start date 06/23/2014, 32 hours per month devoted to business, 0 hours during securities trading, not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-29
S63 Uniform Securities Agent State Law Examination 2013-08-07
  • S66 Uniform Combined State Law Examination
    2020-07-29
  • S63 Uniform Securities Agent State Law Examination
    2013-08-07
Other Names
  • Ryan Glatt
  • Ryan F Glatt

View on SEC IAPD

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