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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-09-30
TX RA APPROVED 2016-09-30
  • MO RA
    APPROVED
    Since 2016-09-30
  • TX RA
    APPROVED
    Since 2016-09-30

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

9300 Olive Blvd, St Louis, MO 63132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jbl Financial Services Clayton MO 03/2013 Present
National Planning Corporation Saint Louis MO 04/2014 09/2016
Lpl Financial, Llc Clayton MO 09/2016 Present
Private Advisor Group, Llc Morristown NJ 09/2016 Present
  • 03/2013 → Present
    Jbl Financial Services
    Clayton, MO
  • 04/2014 → 09/2016
    National Planning Corporation
    Saint Louis, MO
  • 09/2016 → Present
    Lpl Financial, Llc
    Clayton, MO
  • 09/2016 → Present
    Morristown, NJ
Previous Registrations
  • 2014-05-22 → 2016-09-30
    National Planning Corporation
    Los Angeles, CA
    Clayton, MO
Other Businesses

(1) 09/30/2016: JBL Financial Services, Inc - DBA for LPL Business (entity for LPL business) - Not Investment Related - At Reported Business Location(s) - Start 09/30/2016 - No Time Spent (2) 09/30/2016: J B Lapidus & Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 09/30/2016 - 60 Hr/Mo; 2 Hour(s) During Securities Trading; 5% Time Spent - Licensed sub agent. INS Types: Fixed Annuities, Life, Health, Accident, Group Employee benefits (3) 11/03/2016: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) JBL Financial Services, Inc - Investment Related - At Reported Business Location(s) - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/03/2016: Private Advisor Group - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Avenue, Ste. 300, Morristown, NJ 07960 - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 1/19/2022 - JBL Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022. (6) 12/22/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/01/2013 - 8 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-22
S63 Uniform Securities Agent State Law Examination 2014-05-07
  • S65 Uniform Investment Adviser Law Examination
    2014-05-22
  • S63 Uniform Securities Agent State Law Examination
    2014-05-07

View on SEC IAPD

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