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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-09-30 |
| TX | RA | APPROVED | 2016-09-30 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
9300 Olive Blvd, St Louis, MO 63132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jbl Financial Services | Clayton | MO | 03/2013 | Present |
| National Planning Corporation | Saint Louis | MO | 04/2014 | 09/2016 |
| Lpl Financial, Llc | Clayton | MO | 09/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 09/2016 | Present |
(1) 09/30/2016: JBL Financial Services, Inc - DBA for LPL Business (entity for LPL business) - Not Investment Related - At Reported Business Location(s) - Start 09/30/2016 - No Time Spent (2) 09/30/2016: J B Lapidus & Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start 09/30/2016 - 60 Hr/Mo; 2 Hour(s) During Securities Trading; 5% Time Spent - Licensed sub agent. INS Types: Fixed Annuities, Life, Health, Accident, Group Employee benefits (3) 11/03/2016: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) JBL Financial Services, Inc - Investment Related - At Reported Business Location(s) - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/03/2016: Private Advisor Group - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Avenue, Ste. 300, Morristown, NJ 07960 - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 1/19/2022 - JBL Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2022. (6) 12/22/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/01/2013 - 8 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-07 |
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