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Johnathon Panter

Rbc Capital Markets, LLC

Chicago, IL

Minneapolis, MN

Itasca, IL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-08-06
TX RA APPROVED_RES 2025-08-04
IL RA APPROVED 2019-01-04
  • VI RA
    APPROVED
    Since 2025-08-06
  • TX RA
    APPROVED_RES
    Since 2025-08-04
  • IL RA
    APPROVED
    Since 2019-01-04

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Itasca, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Oakbrook Terrace IL 08/2015 10/2016
Morgan Stanley Chicago IL 10/2016 12/2017
Nuveen Securities, Llc Chicago IL 01/2018 12/2018
Rbc Capital Markets, Llc. Chicago IL 01/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-23
S63 Uniform Securities Agent State Law Examination 2013-11-15
  • S66 Uniform Combined State Law Examination
    2016-04-23
  • S63 Uniform Securities Agent State Law Examination
    2013-11-15
Other Names
  • John Panter
  • Johnathon Panter
  • Johnathon Scott Panter
  • Johnathon S Panter

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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