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Jeremy Ryan Day

Prospera Financial Services, Inc.

Dallas, TX

Weatherford, TX

CRD 6173370

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Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-25
  • TX RA
    APPROVED
    Since 2021-03-25

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • UNITED STATES

925 Santa Fe Dr Suite 101, Weatherford, TX 76086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Dallas TX 03/2013 Present
  • 03/2013 → Present
    Prospera Financial Services
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-24
  • S66 Uniform Combined State Law Examination
    2014-11-24
Other Names
  • Jeremy Day

View on SEC IAPD

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Nearby Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
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