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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-12 |
| MD | RA | APPROVED | 2012-10-17 |
| VA | RA | APPROVED | 2011-11-29 |
| NJ | RA | APPROVED | 2011-02-05 |
Branch Locations
340 Mount Kemble Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Florham Park | NJ | 08/2006 | Present |
| Morgan Stanley Smith Barney | Florham Park | NJ | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2010-06-05 |
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