Brian Chungyoon Lee

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 06/2019
  Axa Advisors, Llc
  New York, NY
• 06/2019 → Present
  Prudential Insurance Company Of America
  Chalfont, PA
• 06/2019 → 11/2024
  Pruco Securities, Llc.
  Chalfont, PA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Warrington, PA

Previous Registrations

• 2019-06-28 → 2024-11-14
  Pruco Securities, Llc.
  Warrington, PA
• 2014-11-05 → 2019-07-01
  Equitable Advisors, Llc
  Bala Cynwyd, PA
• 2014-01-27 → 2014-10-29
  Pruco Securities, Llc.
  Warrington, PA

Other Businesses

1) 09/23/2024- Emerson Reid- Non-Variable Insurance Commission Trails- Agent to sell health insurance- INV Related- At Warrington, PA- Start date 09/01/2019-0 HRS MTH- 0 HRS During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-18
• S63 Uniform Securities Agent State Law Examination
  2013-04-09

Other Names

• Brian C Lee
• Chung Yoon Lee
• Brian Chungyoon Lee
• Chungyoon Lee
• Brian C Lee