Brennan Robert Mccoy

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-10-31

OH RA
APPROVED

Since 2016-10-31

Branch Locations

12133 Sycamore Trace, Plain City, OH 43064 • United States

1607 Marion-Mt. Gilead, Marion, OH 43302 • United States

5079 Cemetery Road, Hilliard, OH 43026 • United States

420 Metro Place South, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Columbus	OH	03/2011	Present
Fifth Third Securities	Columbus	OH	01/2013	Present

03/2011 → Present

Fifth Third Bank

Columbus, OH
01/2013 → Present

Fifth Third Securities

Columbus, OH

Other Businesses

AMWAY - NOT INVESTMENT-RELATED - 2800 SHELLWICK CT, COLUMBUS, OH, 43235 - DIRECT SALES OF HEALTH AND WELLNESS CONSUMER GOODS AND PRODUCTS - INDEPENDENT BUSINESS OWNER/DISTRIBUTOR - 5 HRS/MONTH - MAINLY SELL NUTRITIONAL AND BASIC HOME GOODS TO FRIENDS/FAMILY, AS WELL AS USE PRODUCTS PERSONALLY ------------------------------------------------------------ Residential lawn care - Columbus, OH 43235 - mow neighborhood lawns - 8 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-10-31
S63	Uniform Securities Agent State Law Examination	2013-05-20

S65 Uniform Investment Adviser Law Examination

2016-10-31
S63 Uniform Securities Agent State Law Examination

2013-05-20

View on SEC IAPD