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E. Dale Wannen

Sustainvest Asset Management, LLC

Petaluma, CA

Linwood, NJ

CRD 3147650

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Employer firm

Sustainvest Asset Management, LLC CRD 166685

$137M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Sustainvest Asset Management, Llc

199 New Road Central Square, 42B, Linwood, NJ 08221 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-12
LA RA APPROVED 2021-03-01
TX RA APPROVED_RES 2021-02-24
CA RA APPROVED 2013-04-04
  • NJ RA
    APPROVED
    Since 2024-03-12
  • LA RA
    APPROVED
    Since 2021-03-01
  • TX RA
    APPROVED_RES
    Since 2021-02-24
  • CA RA
    APPROVED
    Since 2013-04-04

Branch Locations

755 Baywood Drive Suite 200, Petaluma, CA 94952 • United States

99 New Road Central Square, 42B, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sustainvest Asset Management, Llc Petaluma CA 04/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-27
S66 Uniform Combined State Law Examination 2005-01-21
S63 Uniform Securities Agent State Law Examination 2000-03-17
  • S65 Uniform Investment Adviser Law Examination
    2011-10-27
  • S66 Uniform Combined State Law Examination
    2005-01-21
  • S63 Uniform Securities Agent State Law Examination
    2000-03-17
Other Names
  • Dale Wannen
  • E. Dale Wannen

View on SEC IAPD

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