Raul Sandoval

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 12/2016
  Mass Mutual Life Insurance Co
  San Antonio, TX
• 06/2016 → 11/2016
  Mml Investors Services Llc
  San Antonio, TX
• 11/2018 → 10/2019
  Peyton Resource Group
  San Antonio, TX
• 10/2017 → 11/2018
  Cavender Auto Group
  San Antonio, TX
• 12/2016 → 09/2017
  Ram Products
  San Antonio, TX
• 09/2017 → 10/2017
  Unemployed
  San Antonio, TX
• 10/2019 → 12/2019
  Aerotek
  Garden Ridge, TX
• 01/2020 → 07/2023
  Pensionmark Financial Group
  Garden Ridge, TX
• 02/2024 → Present
  J.P. Morgan Securities Llc
  San Antonio, TX
• 08/2023 → 01/2024
  Unemployed
  Schertz, TX
• 02/2024 → Present
  Jpmorgan Chase Bank, N.A.
  San Antonio, TX

Previous Registrations

• 2023-05-12 → 2023-07-24
  World Investment Advisors, Llc
  Garden Ridge, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-05-12
• S63 Uniform Securities Agent State Law Examination
  2014-01-20

Other Names

• Raul Esequiel Sandoval
• Raul E Sandoval