Conor Wesman Swanson

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2015-03-10 → 2015-04-29
  Equitable Advisors, Llc
  Austin, TX
  Austin, TX
  Austin, TX
  Tampa, FL

Other Businesses

FIXED INSURANCE AND ANNUITIES POSITION: Insurance Agent NATURE: I will be applying for life insurance and annuity products for people who need them. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 07/21/2016 ADDRESS: 65 Madison Ave, Suite 200, Morristown NJ 07960 DESCRIPTION: I would be applying for insurance and annuities for people that need insurance. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2015-05-06,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-20
• S63 Uniform Securities Agent State Law Examination
  2013-09-18