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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-06-03 |
| IA | RA | APPROVED | 2025-01-27 |
Branch Locations
400 Gold Circle Suite 220, Dakota Dunes, SD 57049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Sioux City | IA | 11/2021 | Present |
| Rbc Wealth Management | Dakota Dunes | SD | 09/2018 | 11/2021 |
| Bankers Life | Sioux City | IA | 07/2014 | 09/2018 |
1. SodHill, LLC; 5400 Myers Ct Sioux City IA 51106; Real Estate; Non Participating Participant; 07/01/2021; 0.00hrs/day; Not during securities trading hours; Investment-Related 2. Crittenton Center; 600 4th St Suite 100 Sioux City IA 51101; Child Welfare; Board Member; Discuss various topics of the organization on ideas, policies, procedures; 03/13/2024; 1 hr/month; during security trading hours; Not Investment-Related 3. Frosted; 5400 Myers Ct Sioux City IA 51106; Cupcakes and cakes; Co Owner; Baking cupcakes for parties/events; 11/01/2023; 15 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-24 |
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