Christopher L Clepp

Employer firm

On Investment Management Co CRD 105662

$3.15B regulatory AUM 308 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET

From the firm’s Form ADV. Read the guides:

Current Employers

On Investment Management Co

One Financial Way, Cincinnati, OH 45242 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2026-08-24
MN	RA	APPROVED	2026-08-24
NY	RA	APPROVED	2025-01-30
AZ	RA	APPROVED	2024-10-29
WI	RA	APPROVED	2024-09-16
CO	RA	APPROVED	2024-03-20
FL	RA	APPROVED	2024-03-07
KS	RA	APPROVED	2023-04-06
CA	RA	APPROVED	2022-02-14
TX	RA	APPROVED_RES	2021-01-29
GA	RA	APPROVED	2020-02-27
WA	RA	APPROVED	2018-01-23
IL	RA	APPROVED	2016-04-14

IN RA
APPROVED

Since 2026-08-24
MN RA
APPROVED

Since 2026-08-24
NY RA
APPROVED

Since 2025-01-30
AZ RA
APPROVED

Since 2024-10-29
WI RA
APPROVED

Since 2024-09-16
CO RA
APPROVED

Since 2024-03-20
FL RA
APPROVED

Since 2024-03-07
KS RA
APPROVED

Since 2023-04-06
CA RA
APPROVED

Since 2022-02-14
TX RA
APPROVED_RES

Since 2021-01-29
GA RA
APPROVED

Since 2020-02-27
WA RA
APPROVED

Since 2018-01-23
IL RA
APPROVED

Since 2016-04-14

Branch Locations

1327 W Washington Suite 4A, Chicago, IL 60607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self	Chicago	IL	06/2012	Present
Ohio National Financial Services	Cincinnati	OH	11/2012	Present
The O. N. Equity Sales Company	Cincinnati	OH	10/2014	Present

06/2012 → Present

Self

Chicago, IL
11/2012 → Present

Ohio National Financial Services

Cincinnati, OH
10/2014 → Present

The O. N. Equity Sales Company

Cincinnati, OH

Other Businesses

1Building Towards Wealth Financial; NOT INVESTMENT RELATED;1327 W WASHINGTON #4A CHICAGO IL 60607, 312-850-3600; SALE OF VARIOUS FIXED LIFE AND ANNUITY PRODUCTS; INDEPENDENT CONTRACTOR; START DATE 11/01/2012; HOURS/MONTH 120; HOURS/TRADING 60; SALE OF VARIOUS FIXED LIFE AND ANNUITY PRODUCTS. 2). Fiduciary Insurance Partners; not investment related; 4550 N Bernard, Chicago, IL 60625; Life, disability & LTC insurance solutions; agent; 09/17/2024-present; 20 hours/month; 15 (during securities trading hours/month); insurance agent for fee only financial advisors and their clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-08
S63	Uniform Securities Agent State Law Examination	2014-11-20

S65 Uniform Investment Adviser Law Examination

2016-04-08
S63 Uniform Securities Agent State Law Examination

2014-11-20

View on SEC IAPD

Employer firm

Current Employers

On Investment Management Co

Disclosures

Employment History

Other Businesses

Exams

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