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Kathleen Marie Schmidt

LPl Financial LLC

Wasilla, AK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2024-02-17
  • AK RA
    APPROVED
    Since 2024-02-17

Branch Locations

191 E Swanson Ave, Ste 101, Wasilla, AK 99654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rene Russ Llc Wasilla AK 03/2013 08/2021
Smico Construction Gardnerville NV 08/2018 07/2019
Douglas County Clerks Office Minden NV 10/2016 09/2018
Skyridge Lending Llc Woodland Park CO 12/2020 02/2021
Kenai Aviation Kenai AK 12/2019 02/2021
Waddell & Reed Wasilla AK 02/2021 11/2023
Rene Russ Llc Wasilla AK 06/2023 Present
Various Insurance Carriers For W&R Insurance Agencies Wasilla AK 04/2021 11/2023
Lpl Financial Llc Wasilla AK 07/2021 Present
R+R Financial Partners Wasilla AK 08/2021 05/2023
  • 03/2013 → 08/2021
    Rene Russ Llc
    Wasilla, AK
  • 08/2018 → 07/2019
    Smico Construction
    Gardnerville, NV
  • 10/2016 → 09/2018
    Douglas County Clerks Office
    Minden, NV
  • 12/2020 → 02/2021
    Skyridge Lending Llc
    Woodland Park, CO
  • 12/2019 → 02/2021
    Kenai Aviation
    Kenai, AK
  • 02/2021 → 11/2023
    Waddell & Reed
    Wasilla, AK
  • 06/2023 → Present
    Rene Russ Llc
    Wasilla, AK
  • 04/2021 → 11/2023
    Various Insurance Carriers For W&R Insurance Agencies
    Wasilla, AK
  • 07/2021 → Present
    Wasilla, AK
  • 08/2021 → 05/2023
    R+R Financial Partners
    Wasilla, AK
Other Businesses

1.11/29/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name R+R Financial Partners; Investment Related; at Reported Business Location(s); Start Date 11/03/2023; 160hrs/mth; 8hrs during trading 2.01/28/2026; Aircraft Alaska Inc; Outside/W-2 Employment; Not Investment Related; Wasilla,AK; Start Date 01/26/2026; 40hrs/mth; 8hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-17
  • S66 Uniform Combined State Law Examination
    2024-02-17

View on SEC IAPD

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