Nicole Ann Engel

Employer firm

Caz Investments L.p. CRD 113931

$10.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (pooled vehicles)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 02/2018
  Ljm Partners, Ltd.
  Chicago, IL
• 05/2015 → 02/2018
  Liccar Securities, Llc
  Chicago, IL
• 04/2018 → 04/2019
  Northern Lights Distributors, Llc
  Omaha, NE
• 02/2018 → 04/2018
  Unemployed
  Chicago, IL
• 04/2018 → 04/2019
  Astor Investment Management, Llc
  Chicago, IL
• 10/2019 → 03/2021
  Hightower Securities Llc
  Chicago, IL
• 10/2019 → 03/2021
  Hightower Advisors Llc
  Chicago, IL
• 05/2019 → 10/2019
  Unemployed
  Chicago, IL
• 04/2021 → Present
  Caz Investments Lp
  Houston, TX

Previous Registrations

• 2019-10-25 → 2021-03-23
  Hightower Advisors, Llc
  Chicago, IL
• 2018-11-26 → 2019-05-02
  Astor Investment Management Llc
  Chicago, IL
• 2014-04-04 → 2015-05-26
  William Blair
  Chicago, IL
  Chicago, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2018-11-26

Other Names

• Nicole Ann Hunau