Michael David Thompson

Current Employers

Thompson Financial Llc

Kenmore, WA • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-06-10
WA	RA	APPROVED	2016-06-10

TX RA
APPROVED

Since 2016-06-10
WA RA
APPROVED

Since 2016-06-10

Branch Locations

Kenmore, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thompson Financial	Kenmore	WA	04/2014	Present

04/2014 → Present

Thompson Financial

Kenmore, WA

Previous Registrations

2011-08-01 → 2016-06-17

Osaic Services, Inc.

Scottsdale, AZ

Kenmore, WA
2007-09-06 → 2011-07-29

Equitable Advisors, Llc

Portland, OR

Bellevue, WA

Other Businesses

Licensed insurance producer in Washington State since August 2011; not investment-related; approximately 10 hours per month, often during securities trading hours; same location as primary advisory business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-17

S66 Uniform Combined State Law Examination

2006-05-17

Other Names

Thompson

View on SEC IAPD