Samantha R Thomas

Current Employers

Employment History

• 06/2012 → 11/2018
  Jhfn Sii
  Albany, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Clifton Park, NY

Previous Registrations

• 2018-05-14 → 2018-11-02
  Signator Investors, Inc.
  Albany, NY
  Clifton Park, NY
  Allentown, PA

Other Businesses

1. FINNERTY REALTY MANAGEMENT POSITION: Owner NATURE: Real Estate LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/21/2020 ADDRESS: 25 Pamela Lane, Saratoga Springs NY 12866, United States DESCRIPTION: Landlord of a rental property 2. PREMIER FINANCIAL MANAGEMENT POSITION: Investment Advsior Representative NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/17/2018 ADDRESS: 28 Clinton Street, 2nd Floor, Saratoga Springs NY 12866, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 3. PREMIER FINANCIAL MANAGEMENT - FIXED INSURANCE POSITION: Investment Advisor Representative NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/17/2018 ADDRESS: 28 Clinton Street, 2nd Floor, Saratoga Springs NY 12866, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 4. PREMIER RETIREMENT PLANNING INC. POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 45 START DATE: 01/24/2024 ADDRESS: 28 Clinton Street, 2nd Floor, Saratoga Springs NY 12866, United States DESCRIPTION: S Corporation for business purposes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-16
• S63 Uniform Securities Agent State Law Examination
  2013-10-24

Other Names

• Samantha Thomas
• Samantha R Finnerty