William Paul Glidden

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 10/2018
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 10/2018 → 11/2024
  Pruco Securities, Llc.
  Portland, ME
• 10/2018 → Present
  Prudential Insurance Company Of America
  Portland, ME
• 11/2024 → Present
  Lpl Enterprise, Llc
  Portland, ME

Previous Registrations

• 2018-12-10 → 2024-11-20
  Pruco Securities, Llc.
  Wakefield, MA
  South Portland, ME
  Portland, ME
  Wells, ME
• 2018-07-13 → 2018-10-29
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-08-14 → 2018-07-13
  Strategic Advisers Llc
  Merrimack, NH

Other Businesses

1) 2026-04-30 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Welkin Financial Planning - DBA for LPL Business (entity for LPL business) - Y - 200 - 130 - at reported business location(s) - 2026-04-29 - DBA for use in Financial Planning, Investment Advisory, and Insurance Business 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 3) 2024-09-18 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Congress Street Financial Group - DBA for LPL Business (entity for LPL business) - Y - 80 - 80 - at reported business location(s) - 2024-09-09 - Sales and Service of Insurance and Investments

Exams

• S66 Uniform Combined State Law Examination
  2014-08-02
• S63 Uniform Securities Agent State Law Examination
  2013-05-24