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900 2Nd Avenue South Suite 1500, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
2600 South Shore Blvd. Suite 300, League City, TX 77573 • United States
900 2Nd Avenue South Suite 1500, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 05/2011 | 11/2018 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 11/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 02/2013 | 11/2018 |
| Frost Brokerage Service | Houston | TX | 11/2018 | 03/2023 |
| Frost Bank | Houston | TX | 11/2018 | 03/2023 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 03/2023 | 02/2026 |
| Van Clemens & Co. Inc. | Houston | TX | 05/2026 | Present |
| Van Clemens Wealth Management Llc | Houston | TX | 05/2026 | Present |
| Van Clemens Insurance Associates Llc | Houston | TX | 05/2026 | Present |
?the name of the other business; Texas Legacy Capital LLC ?whether the business is investment-related; Being used as a DBA for my practice for marketing and tax planning. ?the address of the other business; 2600 South Shore BLVD Suite 300 League City, TX 77573 ?the nature of the other business; DBA and entity used for marketing and tax purposes for independent financial services practice ?your position; title, or relationship with the other business; Owner/ Managing Member ?the start date of your relationship; 4/15/2026 ?the approximate number of hours/month you devote to the other business; Varies ?the number of hours you devote to the other business during securities trading hours; Varies depending on operational responsibilities. ?and briefly describe your duties relating to the other business; - Managing finances of the entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-16 |
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