Best Investors
Account
Sign in
Best Investors
Account
Sign in
4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | San Francisco | CA | 03/2013 | 10/2017 |
| Empyrion Wealth Management | Roseville | CA | 10/2017 | 01/2019 |
| Genovese Burford & Brothers Wealth & Retirement Management | Sacramento | CA | 03/2019 | 01/2021 |
| Unemployed | West Sacramento | CA | 01/2019 | 03/2019 |
| Royal Alliance | Sacramento | CA | 04/2019 | 01/2021 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 01/2021 | Present |
| Capfinancial Securities Llc | Raleigh | NC | 01/2021 | Present |
1) KCRA Hearst Television; Investment-Related: No; 3 Television Circle, Sacramento, CA; Broadcasting ; Commentator ; Start;12/2/22 ; Hours/Month:8 ; Hours during Market Hours 4 ; Duties: Provide weekly or monthly commentary on financial topics on the morning news.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-17 |
Reach out to this advisor