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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-05-18
TX RA APPROVED 2015-01-05
PA RA APPROVED 2014-06-11
  • OK RA
    APPROVED
    Since 2023-05-18
  • TX RA
    APPROVED
    Since 2015-01-05
  • PA RA
    APPROVED
    Since 2014-06-11

Branch Locations

300 N Pottstown Pike, Exton, PA 19341 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Exton PA 04/2013 Present
Thrivent Financial For Lutherans Appleton WI 11/2013 Present
Other Businesses

MY WIFE AND I JOINTLY OWN AND MANAGE TWO RENTAL PROPERTIES. ONE IS COMPRISED OF TWO RENTED UNITS. ONE UNIT IS A GARAGE APARTMENT DETACHED FROM THE MAIN RESIDENCE. THE MAIN RESIDENCE ITSELF IS THE OTHER UNIT. BOTH ARE LOCATED AT 201 PENN AVENUE, WILMINGTON, DE. THE OTHER PROPERTY WAS MY WIFE KATHRYN'S PRINCIPLE RESIDENCE BEFORE WE WERE MARRIED. THIS SECOND PROPERTY IS LOCATED AT 114 EAST BARNARD STREET, WEST CHESTER, PA. BOTH PROPERTIES (ALL THREE UNITS) GENERATE RENTAL INCOME. NEITHER BUSINESS IS INVESTMENT RELATED. THE RENTAL PROPERTIES ARE LOCATED AT 201 PENN AVE, WILMINGTON, DE (INCLUDING 201A) AND 419 E BARNARD ST, WEST CHESTER, PA, RESPECTIVELY. IN SOME RESPECTS, I ACT AS PROPERTY MANAGER FOR BOTH THE GARDEN APARTMENT 201A AND THE RESIDENCE AT 419 E BERNARD , IN THAT, AS LANDLORD, I AM RESPONSIBLE FOR MINOR REPAIRS, UPKEEP, AND MAINTENANCE. MORE SIGNIFICANT REPAIRS AND MAINTENANCE ARE PERFORMED BY OUTSIDE CONTRACTORS. NEITHER ADDRESS DEMANDS MUCH OF MY TIME. THE DEMANDS ON MY TIME ARE MINIMAL AND MY OBLIGATIONS DO NOT OCCUR DURING SECURITIES TRADING HOURS. I HAVE ACTED IN THIS CAPACITY AND MAINTAINED OWNERSHIP OF THE 201 PENN ADDRESS SINCE 1995. I HAVE OWNED AND MANAGED THE PROPERTY AT 419 E BARNARD SINCE 2010. IN MY CAPACITY AS PROPERTY MANAGER/LANDLORD, I SPEND ABOUT AN HOUR OR TWO EVERY COUPLE OF MONTHS AND ONLY REALLY AFTER HOURS OR ON WEEK-ENDS. THE RENTAL OF THE MAIN RESIDENCE AT 201 PENN AVENUE IS MANAGED BY REALTY FORCE, A PROPERTY MANAGEMENT COMPANY. I HAVE ENTERED INTO A CONTRACTUAL AGREEMENT WITH REALTY FORCE TO FIND PROSPECTIVE LESSORS, MANAGE AND MAINTAIN THE PROPERTY. I HAVE NOT AND WILL NOT HAVE A LANDLORD/TENANT RELATIONSHIP WITH ANY MEMBERS OR CLIENTS OF THRIVENT FINANCIAL FOR LUTHERANS, NOR WILL I ENTER INTO A CLIENT RELATIONSHIP OR CONDUCT ANY INSURANCE OR SECURITIES BUSINESS WITH EMPLOYEES OF REALTY FORCE OR PERSONS ASSOCIATED WITH EITHER REALTY FORCE ANY OF MY RENTAL PROPERTIES. HOPE SURVIVES POSITION: Board Member NATURE: Hope Survives was established to meet a critical gap in recovery support for anyone navigating brain injury and their families - offering accessible, community-based programming rooted in lived experience and professional expertise. The organization was founded by Cristabelle Braden, a nationally recognized advocate and speaker for brain injury, whose decade of peer support and awareness work laid the foundation for a broader mission. As the nonprofit was formally established, Jasmine Balignasay-Chavez became Co-Founder, bringing deep operational leadership to build the systems, infrastructure, and strategy needed for long-term impact. Cristabelle leads the organization's vision, outreach, and program development as Executive Director. Jasmine, a former healthcare and technology leader with experience at Amazon and the American Hospital Association, serves as Managing Director - overseeing operations, partnerships, and growth. Both leaders are brain injury survivors, ensuring Hope Survives remains responsive, mission-driven, and community-centered. Together they have built a high-integrity, high-impact nonprofit capable of scaling services while maintaining relational support. Under their leadership, Hope Survives 501(c)(3) has launched multiple support programs and established global reach in its first year of operation. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 08/15/2026 ADDRESS: PO Box 254, USA, Center Valley PA 18034, United States DESCRIPTION: Partnering in mission driven fund raising, participating in board and long-term decision-making.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-28
  • S66 Uniform Combined State Law Examination
    2013-08-28

View on SEC IAPD

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